Full text of THOMAS CAPITAL GROUP, INC.'s X-17A-5 filed 2025-04-25 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED \$TATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Eleplres: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-50986 **FACING PAGE** Information **Required** Pursuant to Rules **17a-S, 17a-12,** and **18a-7** under the Securities **Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2024** AND ENDING **03/31/2025** MM/OD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Thomas Capital Group, Inc. lYPE OF REGISTRANT (check all applicable boxes): l!l Broker-dealer O Security-based swap dealer □ Major security-based swap participant □ Check here lf respondent ls also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 3312 Rosedale St. NW, Suite 2038 | | | |----------------------------------|--|--| | | | | | Gig Harbor | WA | 98335 | | | |----------------------------------------------|-------------------------------|---------------------------|--|--| | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stephen Myott | {253) 777~4477 | sjmyott@thomascapital.com | | | | {Name) | (Area Code -Telephone Number) | (Emall Address) | | | | | B, ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing• # DCPA, INC. | | (Name - if individual, state last, first, and mlddle name) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 1999AVENUEOFTHESTARS,SUITE1100 CENTURY CITY | | CA | 90067 | | (Address) | (City) | (State) | (Zip Code) | | 9/15/2020 | | 6567 | | | (Date of Re«istration wlth PCAOBllif aoolicablel | | | (PCAOB Registration Number, if aoollcable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240,17a-S(e)(1)(11), ifappllcable. Persons who are to respond to the collection oflnformatlon contained In this form are not required to respond unless the form displays a currently valld 0MB contr…Read the full text as markdown