Full text of U.S. INVESTORS, INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | Expires: Oct. 31, 2023<br>Estimated average burden | | |----------------------------------------------------|--| | hours per response: 12 | | 0MB APPROVAL 8-51260 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------|-----------------|----------------------------------------------| | FILING FOR TH E PE RIOD BEGINNING O 1/01/2021 | | | | AND EN DING 12/31/2021 | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAM E o FFI RM : U.S. Investors, Inc. | | | | | | TYPE OF REG ISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dea ler | D Security-based swap deale r | | | D M ajor security-based swap participant | | ADDR ESS OF PRINCIPAL PLACE OF BUSINESS : (Do not use a P.O. box no.) | | | | | | 4601 N. Fairfax Dr., Suite 122 | | | | | | | (No. and Street) | | | | | Arlington | VA | | | 22203 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THIS FILI NG | | | | | | Dixie Butler | 540-885-1011 | | | 108@usadvisors.biz | | (N ame) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLI C ACCOUNTANT w hose reports are co ntained in t his fi ling* | | | | | | RW Group LLC | | | | | | | (Name - if individua l, state last, first, and middle name) | | | | | 400 Old Forge Lane | Kenneth Square | | PA | 19348 | | (Address) | (City) | | (State) | (Zip Code) | | 4/23/2010 | | 5020 | | | | | | | | {PCAOB Reg;,t,at;oa N"mbec, ;1 appl.cable) I | | | FOR OFFICIAL USE ONLY | | | | | * Claims fo r exemption from the requirement that the annual reports be covered by the reports of an independent public<br>account ant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S(e)(l)(ii), if applicable. | | | | | **Persons who are to respond…Read the full text as markdown