Full text of U.S. INVESTORS, INC.'s X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | 8-51 260 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------------| | FILING FOR THE PERIOD BEGINN ING O 1/01/2022 | | AND ENDING 12/31/2022 | | | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OFFIRM: U.S. Investors, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes) :<br>0 Broker-dea ler<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 4601 N. Fairfax Dr., Suite 1200 | | | | | | (No. and Street) | | | | Arlington | VA22203 | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dixie Butler | 540-885-1 011 | 108@usadvisors.biz | | | (Name) | (Area Code - Telephone Number) | (Email Add ress) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RW Group LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 400 Old Forge Ln. | Kenneth Square | PA | 19348 | | (Address) | (City) | (State) | (Zi p Code) | | 4/23/2010 | 5020 | | | | r<br>te of Regi,tcat;oo with PCAOB)(if applicable) | | | I PCAO B Regis1'atioo N ,mbec, if applicable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}--…Read the full text as markdown