Full text of U.S. INVESTORS, INC.'s X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-51260 # ANNUAL REPORTS FORM X-17A-5 PART III | Required<br>Pursuant<br>Information<br>to | PAGE<br>FACING<br>17a-5,17a-12,<br>and<br>Rules<br>18a-7 | under<br>the | Securities | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|-----------------|----------------------|---------------------------------------------|--| | BEGINNING<br>FOR<br>THE<br>PERIOD<br>FILING | 01/01/2023 | | | 1934<br>Exchange<br>Act<br>of<br>12/31/2023 | | | | MM/DD/YY | AND<br>ENDING | | MM/DD/YY | | | REGISTRANT<br>IDENTIFICATION<br>A. | | | | | | | U.S.<br>NAME<br>InVeStOfS,<br>OF<br>FIRM: | IdC. | | | | | | OF<br>REGISTRANT<br>TYPE<br>(check<br>all applicable<br>0<br>□<br>Broker-dealer<br>Security-based<br>□<br>Check<br>here if respondent<br>is also an | boxes):<br>D<br>swap<br>dealer<br>Major<br>OTC<br>derivatives dealer | | security-based | swap<br>participant | | | ADDRESS<br>OF<br>OF<br>PRINCIPAL<br>PLACE | BUSINESS:<br>(Do<br>use<br>not<br>P.O.<br>a | box<br>no.) | | | | | 3303<br>Wilson<br>Ste<br>Blvd., | 700 | | | | | | | (No. and<br>Street) | | | | | | Arlington | VA | | | 22201 | | | (City) | (State) | | | (Zip Code) | | | CONTACT<br>REGARD<br>PERSON<br>WITH<br>TO | TO<br>THIS<br>FILING | | | | | | Butler<br>Dixie | 540-885-1011 | | | 108(gusadvisors.biz | | | (Name) | (Area Code-Telephone<br>Number) | | (Email Address) | | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | | ACCOUNTANT<br>INDEPENDENT<br>PUBLIC<br>RW<br>LLC<br>Group | whose<br>contained<br>reports<br>are | | in this filing* | | | | (Name<br>- | if individual, state last, first, and | middle<br>name) | | | | | 400<br>Forge<br>Ln<br>Old | Kenneth<br>Square | | PA | 19348 | | | (Address) | (City) | | (State) | (Zip Code) | | | 04/23/2010 | | 5020 | | | | | (Date of Registration with PCAOB)(if<br>applicable) | | (PCAOB | Registration Number, | if applicable) | | | | ONLY<br>FOR<br>USE<br>OFFICIAL | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and cir…Read the full text as markdown