Full text of AMA SECURITIES LLC's X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSf ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res onse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER S-51263 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | A. REGISTRANT IDENTIFICATION<br>AMA SECURITIES, LLC<br>NAME OF BROKER-DEALER:<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>405 Lexington Avenue, 67th floor<br>(No. and Street)<br>New York<br>NY<br>(State)<br>(City)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Dockman<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>GR REID ASSOCIATES, LLP<br>(Name - if individual. state last, first, middle name)<br>7600 Jericho Tpke., Suite 400 Woodbury<br>NY<br>(Address)<br>(City)<br>(State)<br>CHECK ONE:<br>I<br>✓<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | MM/DD/VY | AND ENDING December 31, 2019 | MM/DDNY | REPORT FOR THE PERIOD BEGINNING January 1, 2019 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------|---------|-------------------------------------------------|--|--|--| | | | | | | | | | | | OFFICIAL USE ONLY | | | | | | | | | FIRM I.D. NO. | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10174 | | | | | | | | | (Zip Code) | | | | | | | | | 212-682-3344 | | | | | | | | (Area Code -T…Read the full text as markdown