Full text of AMA SECURITIES LLC's X-17A-5 filed 2022-04-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **AMA SECURITIES,** INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ | - | | UNITED ST A TES<br>SECURITIES AND EXCHANGE coMMISStON<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |---|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL | | | -<br>SEC Fil£ NUM£R _ | | | | | | REPORTS | | -<br>51263<br>8- | | | | | | FORM X-17A-5 | | | | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-l2, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/21<br>12/31/21<br>----=-:-:::-::----<br>FILING FOR THE PERIOD BEGTNNING<br>AND ENDING | | | | | | | | MMfDDNY<br>MMIDDIYY | | | | | | | | A. REGISTRANT IDENTIFlCA TION | | | | | | | | NAME OF FIRM: AMA SECURITIES LLC | | | | | | | | O Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCfP AL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>484 PACIFICA STREET, 3RD FLOOR | | | | | | | | (No. and Street) | | | | | | | | STAMFORD | CT | | 06902 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FrLING | | | | | | | | JOSEPH SIPKIN | (917) 579-9152 | | JSIPKIN@LERNERSIPKIN.COM | | | | | (Name) | (Arca Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in chis filing*<br>REID CPAS | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 7600 JERICHO TURNPIKE | WOODBURY | | NY<br>11797 | | | | | (Address)<br>7/2/2013 | (City) | 5861 | (State)<br>(Zip Code) | | | | | (Date of Registration wi1h PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicablc) | | | | | | | | | | | FOR OFFICIAL USE 01\"L Y \* Claims for exemption from the requirement that the annual reports be covered by the reporls of an independent public accountant must be supported by a statement o…Read the full text as markdown