Full text of AMA SECURITIES LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 10 61000 | | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | | | AND ENDING December 31, 2020 | | |-----------------------------------------------------------------------------------------------------------|-----------------------------|---------------------------------------------------------------------|------------------------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: AMA SECURITIES, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 484 PACIFIC STREET, 3RD FL | | | | | | | | (No. and Street) | | | | | STAMFORD | CT | | 06902 | | (City) | | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Dockman | | | 212-682-3344 | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | GR REID ASSOCIATES, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | 7600 Jericho Tpke., Suite 400 Woodbury | | | NY | 11797 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | I career of a creamption for the parting promote to agreed by the openion of an segment of any segment of | | | | | {1}------------------------------------------------ ## **OATH OR AFFIRMATION** I, Michael Dockman , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of AMA Securities, LLC --------------- - - --------- - --- -------- ---, as of December 31 2020 are tnie and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal qfficer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Notary Public This report.,.. contains (check all applicable boxes): - 0 (a) Facing Page. - 0 (b) Statement of Financial Condition. Title TERESA MARIA OVERMIER NOTARY PUBLIC B.A.LTIMORE OU: TY MARYLA ND /),,,~ **Ip Cr,,** L ' */J…Read the full text as markdown