Full text of MUFSON HOWE HUNTER & PARTNERS LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **MUFSON HOWE HUNTER** & **PARTNERS LLC** #### **STATEMENT OF FINANCIAL CONDITION** DECEMBER 3 1, 202 1 {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PARTIIl** FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUM ER - - - - 8- <sup>66587</sup> Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01 /21 MM/DD/YY AND ENDING **12/31 /21** --------- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MUFSON HOWE HUNTER & PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): Cic:I Broker-dealer O Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1717 ARCH STREET, 39TH FLOOR (No. and Street) PHILADELPHIA PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19103 (7ip Code) JOSEPH SIPKIN (917) 579-9152 JSIPKIN@LERNERSIPKIN.COM (Kame) (Area Code - Telephone ts:umber) (Email Address) **B. ACCOUNT AXT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• REID CPAS, LLP (Name - if individual. state last, first, and middle name) 7600 JERICHO TURNPIKE WOODBURY NY 11797 (Address) (City) (State) (Zip Code) 7/2/2013 5861 (Date of Registration with PCAOBXifapplicable) (PCAOB Registration Number, ifapplicable) **FOR OFFICIAL liSE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l ?a-S(e)( l)(ii), if applicable. Persons who arc to respond to the collection of information contained in this form are not required 10 respond unless the form displa)'S a currently valid 0MB control number. {2}------------------------------------------------ ### **AFFIRMATION** I, JOSEPH SIPKIN , swear (or affirm) that, to the best pf my knowledge and belief, the financial report pertaining ~o MUFSON HOWE HUNTER & PARTNERS U.(as of 12/31/21 , is Title true and correct.. I further ·swear ( or affirm) that neither the company nor any partner, officer, director, or equivale…Read the full text as markdown