Full text of MUFSON HOWE HUNTER & PARTNERS LLC's X-17A-5/A filed 2021-05-03 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oerres0onse ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII | SEC FILE NUMBER | | |-----------------|--| | &-66587 | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17** of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | | | AND ENDING December 31, 2020<br>MM/DD/VY | | |--------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------------|------------------------------------------|--| | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: MUFSON HOWE HUNTER & PARTNERS, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | | 1717 Arch Street, 39th floor | | | | | | | (No. and Street) | | | | | Philadelphia | PA | | 19103 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Mufaon | | | 212-399-5400 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>GR REID ASSOCIATES LLP | | | | | | | (Name - ifindlv/dual. :state la:st,ftr:st, middle name) | | | | | 7600 Jericho Tpke., Suite 400 Woodbury | | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *•claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be suppor/ed by a stalement of facts and circumstances relied on as the basis for the exemplion. See Section 240.* J *7 a-5 (e)(2)* SEC 1410 (11·05) Potential persons who are to respond to the collectlon of Information contained In thla form are not required to respond unless the form **dlsplays a** currenlly valld 0MB control number. {1}------------------------------------------------ ###…Read the full text as markdown