Full text of MUFSON HOWE HUNTER & PARTNERS LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-66587 | MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** MM/00/YY FILING FOR THE PERIOD BEGINNING **Q 1/01/2023** AND ENDING **12/31/2023** **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: MUFSON HOWE HUNTER & PARTNERS LLC TYPE OF REGISTRANT {check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 1717 ARCH STREET | (No. and Street) | | | |--------------------------------|-----------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | 19103 | | (State) | | (Zip Code) | | | | | | 215-399-5410 | MMUFSON@MHHCO.COM | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | 11797 | | (City) | (State) | (Zip Code) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | PA<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>WOODBURY<br>7600 JERICHO TURNPIKE | (Email Address)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>NY<br>5861 | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently **valid 0MB** control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** \ | I, MICHAEL MUFSON | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------|----…Read the full text as markdown