INTL FCSTONE FINANCIAL INC. X-17A-5 (2019-11-29) — Broker-dealer annual report

Full text of INTL FCSTONE FINANCIAL INC.'s X-17A-5 filed 2019-11-29 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: INTL FCSTONE FINANCIAL INC.
• Form: X-17A-5
• Filed: 2019-11-29
• Period: 2019-09-30
• Accession: 0001070092-19-000032
• CIK: 1070092
• File #: 8-51269
• Material weakness: No
• Auditor: KPMG
• Auditor location: Kansas City, MO
• Contact: Steve Ptasinski
• Phone: 312-789-2519
• Signed by: WILLIAM J. DUNAWAY (CHIEF FINANCIAL OFFICER)

Document text (excerpt)

X-17A-5 0001070092 XXXXXXXX LIVE false false false 10-01-2018 09-30-2019 Broker-dealer N INTL FCSTONE FINANCIAL INC. 329 PARK AVENUE NORTH SUITE 350 WINTER PARK FL 32789 Steve Ptasinski 312-789-2519 KPMG 1000 Walnut Street Suite 1100 Kansas City MO 64106 Certified Public Accountant WILLIAM J. DUNAWAY INTL FCSTONE FINANCIAL INC. 11-27-2019 William J. Dunaway CHIEF FINANCIAL OFFICER Y

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• X-17A-5 — 2022-12-19
• X-17A-5 — 2021-11-29
• X-17A-5 — 2020-11-30
• X-17A-5 — 2018-11-27
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-11-29
• X-17A-5 — 2015-11-30
• X-17A-5 — 2014-12-01
• X-17A-5 — 2013-11-27

Original filing on SEC EDGAR (source of record)