Full text of STONEX FINANCIAL INC.'s X-17A-5 filed 2021-11-29 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STONEX FINANCIAL INC.** (A Wholly Owned Subsidiary of StoneX Group Inc.) Statement of Financial Condition and Supplemental Information September 30, 2021 {1}------------------------------------------------ | יירי פיינייני ניי מוניו ליני ליני נייער וינגער איז אייני אין אייני אין די אייני אין אייני אייני אייני אייני אייני<br>I SEC FILE NUMBER<br>PERSELLE FREE SALERS CREAT PHOTOS SECTION STORES OF A BOLLERS FREE SERVEN SECTION PRECESS SECTION SECT !! | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | 8-51269 | | | REPORT FOR THE PERIOD BEGINNING | | 10/01/2020 | AND ENDING | 09/30/2021 | | |-------------------------------------------------------------------|----------------------------------|---------------------------------------------------------------------|---------------------------------------------------------|------------------------------------------------------------------------------------------------------------------|--------------------------------|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: STONEX FINANCIAL INC. (CRD # 45993) | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM I.D. No. | | | | 329 PARK AVENUE NORTH, SUITE 350 | | | | | | | | | | (No. and Street) | | | | | | WINTER PARK<br>(City) | FLORIDA | | 32789 | | | | | | (State)<br>WILLIAM J. DUNAWAY, CHIEF FINANCIAL OFFICER | | (Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | 816-410-7129 | | | | | | | | (Area Code - Telephone Number) | | | | KPMG LLP | | (Name - if individual, state last, first, middle name ) | | | | | | 1000 WALNUTSTRICH CH | KANSAS CITY | | MISSOURI | 64106 | | | (Address) | | (City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | | × | Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | of inims of exemplion that the received that the comment by the opinion of as included of as information and our | | | {2}------------------------------------------------ | WILLI…Read the full text as markdown