Full text of STONEX FINANCIAL INC.'s X-17A-5 filed 2025-07-18 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **STONEX FINANCIAL INC.** (A Wholly Owned Subsidiary of StoneX Group Inc.) Statement of Financial Condition September 30, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMBAPPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-51269 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------------------|------------|--| | AND ENDING 09/30/2024<br>FILING FOR THE PERIOD BEGINNING 10/01/2023 | | | | | | | MM/DD/VY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAMEoFFIRM: StoneX Financial Inc. (CRD# 45993) | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here If respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | 329 Park Avenue North, Suite 350 | | | | | | | {No. and Street) | | | | | Winter Park | Florida | | 32789 | | | (City} | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steve Ptasinski | 312-789-2519<br>steve.ptasinski@stonex.com | | | | | (Name} | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 1000 Walnut Street | Kansas City | Missouri | 64106 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003<br>KPMG LLP (185) | | | | | | l"'<br>of R,.lstratloa with PCAOB)(;f appllcable) | FOR OFFICIAL USE ONLY | (PCAOB Registration N,mbec, If applicable) | I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR…Read the full text as markdown