Full text of HOLISTIC BROKERAGE, LLC's X-17A-5 filed 2022-04-21 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 (PCAOB Registration Number, if applicable) | | | ANNUAL KEPUK IS | | SEC FILE NUMBER | |---------------------------------------------------------------------|--------------------------------------------------------------|------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------| | | | FORM X-17A-5 | | 8-8-51285 | | | | PART III | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING | | 01/01/21 | AND ENDING | 12/31/21 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | L Check here if respondent is also an OTC derivatives dealer | | l Broker-dealer | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | (Date of Registration with PCAOB)(if applicable) | 800 Brickell Avenue Ste 502 | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------| | | (No. and Street) | | | | Miami | li | | 33131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ana Torres | 305-374-3060 | | atorres@hb-us.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | BDO USA, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1450 Brickell Ave 18th Floor | Miami | ll | 33131 | | (Address) | (City) | (State) | (Zip Code) | | 10/08/03 | | 243 | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB…Read the full text as markdown