Full text of HOLISTIC BROKERAGE, LLC's X-17A-5/A filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per resoonse: # ANNUAL REPORTS FORM X-17A-5 PART III | 1 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | SEC FILE NUMBER | | | 8-51285 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/22 12/31/22 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Holistic Brokerage, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 800 Brickell Avenue Ste 502 (No. and Street) Miami 33131 ﻠ (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 305-374-3060 Ana Torres atorres@hb-us.com (Name) (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Kaufman, Rossin & Co., P.A (Name - if individual, state last, first, and middle name) 33133 3310 Mary Street, Ste 501 Miami ﻠ (Address) (City) (State) (Zip Code) 10/16/2013 137 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | GONZALO MACIEL | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------------------|----------------------------------------------------------------------------…Read the full text as markdown