Full text of HOLISTIC BROKERAGE, LLC's X-17A-5 filed 2024-03-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-51285 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | ·············································································································································································· | AND ENDING | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------| | | | MM/DD/YY MM/DD/YY 2/31/23 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Holistic Brokerage, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 800 Brickell Avenue Ste 502 | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|--------------------------------------------| | Miami | ﺎ | | 33131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ana Torres | 305-374-3060 | atorres@hb-us.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Kaufman, Rossin & Co., P.A | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3310 Mary Street Ste 501 | Miami | ﺎ | 33133 | | (Address) | (City) | (State) | (Zip Code) | | 10/16/2013 | | 137 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid O…Read the full text as markdown