Full text of KR SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTA TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | | OMS APPROVAL | |--------------------------|-----------------|--------------| | OMS Number: | | 3235--0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours per response | | . 12.00 | | SEC FILE NUMBER | |-----------------| | 8-51337 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l** 7a-5 **Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/19<br>MM/DD/YY | | -----------<br>AND ENDING 12/31/19<br>MM/DD/YY | | | |--------------------------------------------------------------------|--------------|--------------------------------------------------------------------------|---------------|--------------------------------| | | | | | A. REGISTRANT IDENTIFICATION | | NAME OF BROKER-DEALER: KR SECURITIES, LLC | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS_: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 600 PRETTY BROOK ROAD | | | | | | | | (No. and Street) | | | | PRINCETON | | NEW JERSEY | | 08540 | | (City) | | {State) | {Zip Code) | | | WALTER ALAN GILMORE | 609-924-2500 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | ADEPTUSPARTNERSLLC | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | (Name - if individual, state last, first. middle name) | | | | 6 EAST 45th STREET 9th FLOOR NEW YORK | | | NY | 10017 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | B | | Accountant not resident in United States or any of its possessions . | | | | | | | | | | ._ ____________ | | | | , ',<br>____________ | | | F_o_R_ | o_F_F_•c_•_A_L_u_s_E_<br>O_N_L_Y | | _.I | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.…Read the full text as markdown