Full text of KR SECURITIES, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** O.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAi | |--------------------------| | 0MB Number: 32.35-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | 8-51337 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | | AND ENDING 12/31 /23 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DO/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: KR SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent Is also an OTC derivatives dealer | O Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 600 PRETTY BROOK ROAD | | | | | | | (No. and Street) | | | | | PRINCETON | | NEW JERSEY | | 08540 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | WALTER ALAN GILMORE | 609-924-2500 | | | AGlLMORE@SHAREOFAMIL YOFFICE.COM | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ADEPTUS PARTNERS· LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 6 EAST 45TH STREET 9TH FLOOR NEW YORK | | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | (Date of Re istration with PCAOB)(if a | licable | | | (PCAOB Re istration Number, if a • licable | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240…Read the full text as markdown