Full text of KR SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hoursperresoonse ...... 12.00 | SEC FILE NUMBER | |-----------------| | &-51337 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | ---<br>AND ENDING 12/31/20 | -- | |-----------------------------------------------------------------------------------------------------------|------------------------------------|----------------------------|--------------------------------| | REPORT FOR THE PERIOD BEGINNING 01/01/20 | MM/DD/YY | - | ---<br>-<br>-<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: KR SECURITIES, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | 600 PRETTY BROOK ROAD | | | | | PRINCETON | (No. and Street)<br>NEW JERSEY | 08540 | | | (City) | (State) | (Zip Code) | | | | B. ACCOUNTANT IDENTIFICATION | | (Arca Code - Telephone Number) | | | | | | | ADEPTUS PARTNERS LLC | (Name - if individual. slate last, | ftrst, middle name) | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>6 EAST 45th STREET 9th FLOOR | NEW YORK | NEWYORK | 10017 | | (Address) | (City) | (State) | (Zip Code) | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 {11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | r, Walter Alan Gilmore | | , swear (or affirm) that, to the best of | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|-------------------------------------------------------------------------------------------------------------------…Read the full text as markdown