LORING WARD SECURITIES INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of LORING WARD SECURITIES INC.'s X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LORING WARD SECURITIES INC.
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001073034-17-000005
• CIK: 1073034
• File #: 8-51381
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: San Francisco, CA
• Contact: Nan Liu
• Phone: 8003667266
• Signed by: Michael Clinton (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001073034 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N LORING WARD SECURITIES INC. 10 ALMADEN BLVD. 15TH FLOOR SAN JOSE CA 95113 Nan Liu 8003667266 KPMG LLP 55 Second Street, Suite 1400 San Francisco CA 94105 Certified Public Accountant Michael Clinton LORING WARD SECURITIES INC. 12-31-2016 Michael Clinton Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2018-02-27
• X-17A-5 — 2016-03-03
• X-17A-5 — 2015-05-20
• X-17A-5 — 2014-03-07
• X-17A-5 — 2013-06-07
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-07-06
• X-17A-5 — 2008-02-28
• X-17A-5 — 2007-02-27
• X-17A-5 — 2006-10-25

Original filing on SEC EDGAR (source of record)