LORING WARD SECURITIES INC. X-17A-5 (2018-02-27) — Broker-dealer annual report

Full text of LORING WARD SECURITIES INC.'s X-17A-5 filed 2018-02-27 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LORING WARD SECURITIES INC.
• Form: X-17A-5
• Filed: 2018-02-27
• Period: 2017-12-31
• Accession: 0001073034-18-000001
• CIK: 1073034
• File #: 8-51381
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: San Francisco, CA
• Contact: Nan Liu
• Phone: 800-366-7266
• Signed by: Michael Clinton (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001073034 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N LORING WARD SECURITIES INC. 10 ALMADEN BLVD. 15TH FLOOR SAN JOSE CA 95113 Nan Liu 800-366-7266 KPMG LLP 55 Second Street, Suite 1400 San Francisco CA 94105 Certified Public Accountant Michael Clinton LORING WARD SECURITIES INC. 12-31-2017 Michael Clinton Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-03-03
• X-17A-5 — 2015-05-20
• X-17A-5 — 2014-03-07
• X-17A-5 — 2013-06-07
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-07-06
• X-17A-5 — 2008-02-28
• X-17A-5 — 2007-02-27
• X-17A-5 — 2006-10-25

Original filing on SEC EDGAR (source of record)