Full text of ESSEX SECURITIES LLC's X-17A-5 filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |-----------------------------|------------------|--|--|--| | OMB Number. | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | Haurs per response<br>12.00 | | | | | | | | | | | ## ANNUAL AUDITED REPORT . ## FORM X-17A-5 PART III 8 51472 SEC FILE NUMBER ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERCOD BEGINNING | 01/01/2020<br>MM/DD/YY | AND ENDING | 16285 Parki<br>MMDD/VY | |--------------------------------------------------------------------------------------------------------------------|------------------------------|------------|-------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER DEADERS | | | OFFICIAL USE ONLY | | Essex Securities LLC | | | FIRM L.D. NO. . | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 95 Christopher Columbus Dr., Suite 16-11 | | | | | | (No. and Street) | | | | Jersey City | NAT | 07302 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT. | | | | | Prakash Gupta | | | 201-777-7121 | | | | | (Arm Code - Telephone Number) | | | B. ACCOUNTANT IDENTITCATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report®<br>Cree, Alessandri & Strauss, CPAs, P.C. | | | | | (Naxue - if individual, state last, first, middle name) | | | | | 20 Walnut Street | Wellesley Hills | MA | 02481 | | (Address) | (City) | (8) == ) | (Zip Cade) | | CHECK ONE: | | | | | Certified Public Accountant<br>× | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFF CIAL USE ONLY | | | | | | - 47 | | | | | | | | | | | | \*Claims for exemption from the requirement that the convered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valld OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ ## OATH OR AFFIR…Read the full text as markdown