Full text of ESSEX SECURITIES LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Essex Securities LLC** *(SEC ID. No 8-51472)* ### *STATEMENT OF FINANCIAL CONDITION* **as of** **December 31, 2025** **And Report of Independent Registered Public Accounting Firm** **This report is filed as a Public Document in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934.** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: EŽǀ. 30, 202ϲ Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51472 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------|------|-----------------------------------------------------------------------------------------------------------------|------------|--|--| | 01/01/25 | | | 12/31/25<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Essex Securities LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>■<br>☐<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 95 Christopher Columbus Dr., Suite 16-11 | | | | | | | | _____________________________________________________________________________________<br>(No. and Street) | | | | | | | | Jersey City<br>_____________________________________________________________________________________ | NJ | | 07302 | | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Prakash Gupta | 201-777-7121 | | pgupta@essexsecurities.com | | | | | (Name) | ____________________________________________________…Read the full text as markdown