Full text of ESSEX SECURITIES LLC's X-17A-5 filed 2025-03-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Essex Securities LLC** *(SEC ID. No 8-51472)* ## *STATEMENT OF FINANCIAL CONDITION* **as of** **December 31, 2024** **And Report of Independent Registered Public Accounting Firm** **This report is filed as a Public Document in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934.** {1}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|----------------------------|-------------------------------------------------|--|--| | Public Document | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123<br>Expires: EŽǀ. 30, 202ϲ | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | | 12<br>hours per response: | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-51472 | | | | | | PART III | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | 01/01/24<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | 12/31/24 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | Essex Securities LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ☐<br>☐<br>Broker-dealer<br>■ | ☐<br>Security-based swap dealer | Major security-based swap participant | | | | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 95 Christopher Columbus Dr., Suite 16-11<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | | Jersey City | NJ<br>_____________________________________________________________________________________ | | | 07302 | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | | Prakash Gupta | 201-777-7121<br>___________________________________________…Read the full text as markdown