Full text of GOLDMAN SACHS FINANCIAL MARKETS, L.P.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Goldman Sachs Financial Markets, L.P. Statement of Financial Condition as of December 31, 2020 {1}------------------------------------------------ | | | | | OMB APPROVAL | | | |---------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------------------|--------------------------|-------------------|---------------------------|--| | | | U. S. SECURITIES AND EXCHANGE COMMISSION | OMB Number: | | 3235-0123 | | | | Washington, D.C. 20549 | | Expires: | | | | | | | | Estimated average burden | | | | | | ANNUAL AUDITED REPORT | | | | hours per response……12.00 | | | | FORM X-17A-5<br>PART III | | | | | | | | | | | | SEC FILE NUMBER | | | | FACING PAGE | | | 8-51753 | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING<br>12/31/2020 | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | Goldman Sachs Financial Markets, L.P. | | | | OFFICIAL USE ONLY | | | | | | | | | 223598448 | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM ID NO. | | | | | | | | | | | | 200 West Street<br>(No. and Street) | | | | | | | New York | New York | 10282 | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Thomas J. Favia | | (212) 902-1710 | | | | | | | | (Area Code -Telephone No.) | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 300 Madison Avenue | New York | New York | | 10017 | | | | (Address) | (City) | (State) | | (Zip Code) | | | | CHECK ONE: | | | | | | | | | | | | | | | | x<br>Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \**Claims for exemption…Read the full text as markdown