Full text of GOLDMAN SACHS FINANCIAL MARKETS, L.P.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Goldman Sachs Financial Markets, L.P. Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-51753 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------|------------------------------------------------------------|---------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Goldman Sachs Financial Markets, L.P. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>🇿 Check here if respondent is also an OTC derivatives dealer | ത്ര Security-based swap dealer □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 West Street | | | | | | | (No. and Street) | | | | | | | New York | New York | | 10282 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas J. Favia | (212) 902-1710 | | | thomas.favia@gs.com | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | | 10017 | | | 300 Madison Avenue<br>(Address) | New York<br>(City) | New York<br>(State) | | (Zip Code) | | | | | | | | | | 10/20/2003 | | | PCAOB ID 238<br>(PCAOB Registration Number, if applicable) | | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | a…Read the full text as markdown