Full text of GOLDMAN SACHS FINANCIAL MARKETS, L.P.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Goldman Sachs Financial Markets, L.P. Statement of Financial Condition December 31, 2022 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/1/2022 | | AND ENDING 12/31/2022 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|--------------------------------------------|-----------------|---------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Goldman Sachs Financial Markets, L.P. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>🇿 Check here if respondent is also an OTC derivatives dealer | മ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 200 West Street | | | | | | (No. and Street) | | | | | | New York | New York | | 10282 | | | (City) | (State) | | (Zip Code) | | | Thomas J. Favia<br>(Name) | (212) 902-1710<br>(Area Code – Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION | | (Email Address) | thomas.favia@gs.com | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 300 Madison Avenue | New York | New York | | 10017 | | (Address) | (City) | (State) | | (Zip Code) | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL<br>USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR<br>240.17a-5(e)(1)(ii), if applicable. | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ###…Read the full text as markdown