Full text of PCS SECURITIES, INC.'s X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|---------------------------|--| | OMB Number: 3235-0123 | | | | | Expires: October 23, 2023 | | | Estimated average burden | | | | nours per response 12.00 | | | | | | | | | SEC FILE NUMBER | | | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUM | |--------------| | 8 - 51822 | ## FACING PAGE I nformation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------|------------------------------|--|--|--|--|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | | | PCS Securities, Inc. | | | OFFICIAL USE ONLY | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO. | | | | | | | | | 19020 88th Ave. W | | | | | | | | | | | (No. and Street) | | | | | | | | | Edmonds | Washington | | 98026 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | Scott Daniels | | | 212-751-4422 | | | | | | | | | | (Area Code -- Telephone No.) | | | | | | | | B. Accountant Identification | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | WithumSmith&Brown, PC | | | | | | | | | | 1411 Broadway | NewYork | NY | 10018 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | CHECK ONE:<br>7 Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curr…Read the full text as markdown