Full text of PCS SECURITIES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | | | |----------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------------------------|-------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | | Washington, D.C. 20549 | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | | 8-51822 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022<br>MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: PCS Securities, Inc. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer | Security-based swap dealer | | | | | | □ Check here if respondent is also an OTC derivatives dealer | _ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 88 PINE STREET, SUITE 3100 | | | | | | (No. and Street) | | | | | New Yok | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | 212-751-4422 | | rdaniels@dfppartners.com | | | | (Area Code ~ Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Richard Daniels<br>(Name) | WithumSmith&Brown, PC | | | | | | (Name - if individual, state last, first, middle name) | | | | | | New York | NY | 10018 | | | | (City) | (State) | (Zip Code) | | | | | | 100 | | | 1411 Broadway<br>(Address)<br>10/08/2003<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | . \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption…Read the full text as markdown