Full text of PCS SECURITIES, INC.'s X-17A-5 filed 2020-02-19 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: August 31, 2020 | | | Estimated average burden | | | hours per response 12.00 | | | SEC FILE NUMBER | | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | | 8- 51822 | | | |--|----------|--|--| FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | |-----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|--------------|---------------------------------------------| | | ----------~~------------<br>MM/DD/YYYY | | ----------~~--------------<br>MM/DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | PCS Securities, Inc. | | | OFFICIAL USE ONLY | | | | FIRM 10. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 19020 88th Ave. W. | | | | | (No. and Street) | | | | Edmonds | Washington | | 98026 | | (City) | (:State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Scott Daniels | | | 212-751-4422<br>(Area Code-- Telephone No.) | | | B. ACCOUNTANT IDENTIFJCA TION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | WithumSmith&Brown, PC | | | | | | (Name-- i(individual, slale las/, first, middle name) | | | | 1411 Broadway | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>~ Certified Public Accountant<br>0 Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ ##…Read the full text as markdown