Full text of J.A.K. SECURITIES, INC.'s X-17A-5/A filed 2021-06-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # J .A.K. Securities Corporation ## STATEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED DECEMBER 31) 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Wasbington,D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer resoonse ...... 12.00 > SEC FILE NUMBER 8-.5/? 3 #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020<br>AND ENDING | | 12/31/2020 | | |--------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-------------------|--------------------------------|--| | | MM/DD/YY | | MM'./DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: J.A.K. Securities Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 20 Windward Ct. Collegeville, PA 19426 | | | | | | | (No. and Street) | | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>James A. Kelly 267-252-3490 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATJON | | | | | INDEPENDENT PUBLTC ACCOUNTANT whose opin | ion is contain ed in this Report* | | | | | Lerner & Sipkin CPAs, LLC | | | | | | | (Nam~ - if /11divid11al, state last, first, middle name) | | | | | 420 Lexington Ave. 5uite 2160 | New York | NY | 10070 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | f v<br>lce1tified Public Accountant | | | | | | •<br>Public Accoun1ant | | | | | | DAccountanl not reside | nt in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *""Claims.for exemption from the requirement that the annual report be covered by the opinion. of an independent public accountant must be supported by a statement ofjacts and circumstances relied on as the basisfhr the exemp1ion. See Section 240. l 7a-5(e)(2)* SEC 1410 (11 -05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently vali…Read the full text as markdown