Full text of J.A.K. SECURITIES, INC.'s X-17A-5 filed 2022-05-09 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNIT£D STATES SECURITIES AND EXCHANGE COMMISSION Washington,** O.C. **20549** ## **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBE.R **FACING PAG~** **Information Required Pursuant to Rules 17a·5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING.January 1, 2021 AND ENDING December 31 , 2021 MM/00/YV MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM; J.A.K.Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use **a** P.O. box no.) # 20 Windward Ct. | College vii le | PA | | 19426 | |---------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|---------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | James A. Kelly | 267-252-3490 | jim@jaksecurities.com | | | (Name} | {Area Code-Telephone Number) | (Email Address) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | B. ACCOUNTANT IDENTIFICAnON | | | | Adeptus Partners, LLC | (Name -if Individual, state last, first, and middle name) | | | | | | | | | 733 State Rte 35 N | Ocean<br>(C"rty) | NJ<br>(State) | 07712<br>(2ip Code) | | (Address)<br>Janaury 6, 2010 | | 3686 | | • Claims for exemption from the requirement that the annual reports **be** covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the b;isis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. **Persons who are to respond to the cclleetlon of Information contained** in **this form are not** r~ul~ **to respond** unle\$S the form **dis plays a currently valid 0MB cont.rol number.** {1}------------------------------------------------ #### **AFFIRMATION** I, **James A. Kelly** , swear (or affirm) tha4 to the best of my knowledge and belief, the financial report pertaining to J.AK. Securities Inc. as of 12/31/21 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person,…Read the full text as markdown