Full text of J.A.K. SECURITIES, INC.'s X-17A-5/A filed 2023-12-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, **D.C.** 20549 ## ANNUAL **REPORTS FORM X-17A-5 PART** III | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|------------| | FILING FOR nrn PERIOD BEGINNING O 1/01 /22 | | AND ENDING 12/31 /22 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFrRM: J.A.K.Securities Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap paiticipant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 20 Windward Ct. | | | | | | (No. and Street) | | | | Collegeville | PA | | 19426 | | (City) | (State) | | (Zip Code) | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | James A.Kelly | (267) 252-3490 | jim@jaksecurities.com | | | lName) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WWC, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2010 Pioneer Court | San Mateo | CA | 94403 | | (Address) | (City) | (State) | (Zip Code) | | 01/06/2010 | | 3686 | | | (Date of Registration with PCAOB)(ifapplicable) | | (PCAOB Registration Number, ifapplicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. I 7a-5(e)(1 )(ii), if applicable . **.Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### This flling…Read the full text as markdown