Full text of KOPENTECH CAPITAL MARKETS LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | 8-70331 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** AND ENDING **12/31/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: **\_K\_o\_,p'--e\_n\_t\_e\_ch\_C\_a...:.\_p\_it\_a\_l \_M\_a\_rk\_e\_t\_s\_L\_L\_C \_\_\_\_\_\_\_\_ \_** TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## **10880 Wilshire Blvd, Suite 1101** | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------------------|-----------------------|-----------------|--| | Los Angeles | CA | | 90024 | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anthony Schexnayder | 800 862 1684 | anthony@kopentech.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | 185 Crossways Park Drive | (Name - If individual, state last, first, and middle name)<br>Woodbury | | 11797 | | | (Address) | (City) | NY<br>(State) | (Zip Code) | | | 12-14-2004 | | 2107 | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}--------------------------…Read the full text as markdown