Full text of KOPENTECH CAPITAL MARKETS LLC's X-17A-5 filed 2023-04-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-70331 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | 12/31/2022 | | | | | | | MM/DD/YY | AND ENDING<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAMF OF FIRM: | KopenTech Capital Markets LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 10880 Wilshire Boulevard, Suite 1101 | | | | | | | | | (No. and Street) | | | | | | | Los Angeles | CA | 90024 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Anthony Schexnayder 800 862 1684 | | anthony@kopentech.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. Accountant Identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 50 Rockefeller Plaza | New York | 10020<br>NY | | | | | | (Address) | (City) | (Zip Code)<br>(State) | | | | | | 11-2-2005 | | 2468 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of in…Read the full text as markdown