Full text of KOPENTECH CAPITAL MARKETS LLC's X-17A-5 filed 2022-03-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** **(With Report of Independent Registered Public Accounting Firm Thereon)** {1}------------------------------------------------ ## **CALIFORNIA JURAT** **A Notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validit orthat document** State of California County of *Lo~* A:~ *1~ks* Subscribed and sworn to (or affirmed) before me on this~ day of **af** *~rvlt* , 202J.. by \_\_ \_,\_A..;...Jno....:....=...d..i....;;r£NJ~ \_\_ A-'-~-=-----------------------'-' proved to me on the basis of satisfactory evidence to be the person(s) who appeared before me. | (Seal) | | |--------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------| | | | | Description of attached document: | | | Title or Type of Document: Atrn,ual. R<f& &m<br>I 2--<br>,1-:S:ol-{<br>Document Date:<br>Signers other than named above: | r, Oath<br>t9\ A:ffitwa:h0n<br>x--111,<br>_______ _<br>Number of Pages: ______ z.<br>______________________<br>_ | | c_apacity(ies) claim~¥ signe~<br>Signer's Name: ----1~~~d""'~ ~ ,C.11""/___.,~.,._,_,__ | ____________________<br>_ | | Signer is Representing: | _________________________<br>_ | | n lndividual(s)<br>,JZ'Corporate Officer-<br>Title(s): | ______________________<br>_ | | L Partner(s) -<br>, Limited □ General | | | ::J Attorney-in-Fact | | | □ Trustee(s) | | | LJ Guardian(s) or Conservator(s} | | | Other:--------------------------------<br>C1 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** **0MB** APPRnv.1u 0MB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-70331 | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchanse Act of 1934 | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_0_2_1 | | __ | __<br>AND ENDING _1_2_/3_1_/2_0_2_1 | | |---------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown