Full text of HANSON MCCLAIN RETIREMENT NETWORK, LP's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Hanson McClain Retirement Network, LP dba AW Securities (SEC ID No. 8-52250)** **Annual Audit Report** **December 31, 2019** ## **PUBLIC DOCUMENT** Filed Pursuant to Rule l 7-A-5(E)(3) as a Public Document {1}------------------------------------------------ ### **UNITED STA TES** **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** #### **FACING PAGE** **Information required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/19<br>mm/dd/yy | AND ENDING | 12/31/19<br>mm/dd/yy | | |------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------|----------------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER:<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | Hanson McClain Retirement Network, LP | | | OFFICIAL USE ONLY<br>FIRMI.D.NO. | | 8775 Folsom Blvd, Suite 100 | (No. and Street) | | | | | Sacramento | California | | 95826 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steve Burnett | | | | 916-475-1301<br>(Area Code - Telephone N umber) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ernst Wintter & Associates LLP | | | | | | | (Name- if individual, state last, first, middle name) | | | | | 675 Ygnacio Valley Road, Suite A200 | Walnut Creek | California | 94596 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>0<br>Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement o.f facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SE…Read the full text as markdown