Full text of HANSON MCCLAIN RETIREMENT NETWORK, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Hanson McClain Retirement Network, LLC dba AW Securities (SEC ID No. 8-52250)** **Statement of Financial Condition** **December 31, 2023** ## **PUBLIC DOCUMENT** Filed Pursuant to Rule 17-A-5(E)(3) as a Public Document {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-52250 **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | AND ENDING 12/31/2023 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Hanson McClain Retirement Network, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based<br>C!J Broker-dealer<br>swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 340 Palladio Parkway, Suite 501 | | | | | | | (No. and Street) | | | | | Folsom | CA | | 95630 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gary Grigsby | 469-694-0458 | gary.grigsby@allworthfinancial.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 560 Mission St, Suite 1600 | San Francisco | CA | 94105 | | | (Address) | (City) | (State) | (Zip Code) | | | | | 42 | I | | | of Regi,tratloo with PCAOB)lif applkableJ<br>rte | | | {PCAOB Reglmatlon N ,m be,, If applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by…Read the full text as markdown