Full text of HANSON MCCLAIN RETIREMENT NETWORK, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Hanson McClain Retirement Network, LLC dba AW Securities (SEC ID No. 8-52250) Statement of Financial Condition December 31, 2022 ## PUBLIC DOCUMENT Filed Pursuant to Rule 17-A-5(E)(3) as a Public Document {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52250 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /22** MM/00/YY AND ENDING **12/31** f22 MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Hanson McClain Retirement Network, LLC TYPE OF REGISTRANT (check all applicable boxes}: C!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 340 Palladio Parkway, Suite 501 (No. and Street) Folsom CA 95630 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Gary Grigsby 469-694-0458 Gary.Grigsby@allworthfinancial.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 725 S. i=igueroa, Ste 600 Los Angeles CA 90017 (Address) (City) (State) (Zip Code) 42 **FOR OFFICIAL USE ONLY (PCAOB Reglruatloa N,mb,.,** • **appli~ble)I** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not requfred to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, Gary Grigsby<br>financial report pertaining to the firm of Hanson McClain Retirement Network, LLC | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of | |----------------------------------------------------------------…Read the full text as markdown