Full text of MMC SECURITIES LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES 0MB APPROVAL 0MB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden ANNUAL REPORTS \_\_\_\_\_\_\_\_\_\_\_\_ SEC FILE NUMBER hours per response: 12 ## PUBLIC FORM X-17A-5 8-52349 PART III | | SEC FILE NUMBER | | |--|-----------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> | FI<br>LI<br>NG<br>FO<br>R<br>TH<br>E<br>PE<br>RI<br>OD<br>G<br>G<br>BE<br>IN<br>N<br>IN | 1<br>/<br>1<br>/<br>2<br>0<br>2<br>1<br>M<br>M<br>/D<br>D/<br>YY | A<br>N<br>D<br>EN<br>D<br>IN<br>G | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>0<br>2<br>1<br>M<br>M<br>/D<br>D/<br>YY | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------|---------------------------------------------------------|----------------------------------------------------------------------------| | | | | | | A<br>RE | G<br>IS<br>A<br>TR<br>N<br>T<br>ID<br>EN<br>TI | FI<br>CA<br>TI<br>O<br>N | | | M<br>M<br>C<br>S<br>ri<br>ti<br>L<br>L<br>C<br>ec<br>u<br>es<br>N<br>A<br>M<br>E<br>OF<br>FI<br>RM<br>: | | | | | TY<br>PE<br>OF<br>RE<br>GI<br>ST<br>RA<br>N<br>T<br>he<br>ck<br>(c<br>all<br>pl<br>ic<br>ab<br>ap<br>L<br>i<br>B<br>ke<br>de<br>al<br>Se<br>ri<br>-b<br>ed<br>ty<br>ro<br>r-<br>er<br>cu<br>as<br>Ch<br>k<br>0<br>he<br>if<br>de<br>nt<br>is<br>als<br>OT<br>C<br>de<br>ec<br>re<br>sp<br>on<br>re<br>o<br>an | le<br>bo<br>s)<br>xe<br>:<br>de<br>al<br>sw<br>ap<br>er<br>riv<br>ati<br>de<br>al<br>ve<br>s<br>er | Li<br>aj<br>M<br>ri<br>-b<br>ty<br>or<br>se<br>cu<br>as | ed<br>ic<br>i<br>rt<br>nt<br>sw<br>ap<br>pa<br>pa | | A<br>D<br>D<br>RE<br>SS<br>CI<br>PA<br>OF<br>PR<br>IN<br>L<br>PL<br>AC<br>E<br>OF<br>SI<br>BU<br>N | ES<br>S:<br>(D<br>t<br>o<br>us<br>e<br>a<br>no | P.<br>O<br>bo<br>.)<br>x<br>no | | | 1<br>1<br>66<br>A<br>of<br>th<br>A<br>i<br>en<br>e<br>v<br>u<br>e<br>m<br>er<br>ca<br>s | | | | | | (N<br>d<br>St<br>)<br>et<br>o.<br>an<br>re | | | | N<br>k<br>Y<br>ew<br>or | N<br>Y<br>k<br>ew<br>or | | 1<br>0<br>0<br>3<br>6 | | (C<br>ity<br>) |…Read the full text as markdown