Full text of MMC SECURITIES LLC's X-17A-5 filed 2024-02-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ MMC SECURITIES LLC (An indirect Wholly-Owned Subsidiary of Marsh & McLennan Companies, Inc.) SEC ID No. 8-52349 STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULES AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM This repor<sup>t</sup> is flied pursuan<sup>t</sup> to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> PUBLIC DOCUMENT {1}------------------------------------------------ UNITED STATES 0MB APPROVAL SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, <sup>2026</sup> Washington, D.C. 20549 Estimated average burden 0MB Number: 3235-0123 hours per response: 12 ## ANNUAL REPORTS SEC FILE NUMBER FoRM X-17A-5 8-52349 PART III PUBLIC | HORIO REL 1 COMAUSE,<br>11 | | |----------------------------|--| | | | | SEC FILE NUMBER | | | 8-52349 | | FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: MMC Securities LLC TYPE OF REGISTRANT (Check all applicable boxes): Broker-dealer D Security-based swap dealer D Major security-based swap participant <sup>C</sup> Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 1166 Avenue of the Americas | | (N<br>d<br>St<br>)<br>et<br>o.<br>an<br>re | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|--------------------------------------------------------------| | k<br>N<br>Y<br>e<br>o<br>r<br>w | N<br>e<br>w | k<br>Y<br>o<br>r | 1<br>0<br>0<br>3<br>6 | | (C<br>ity<br>) | (S<br>)<br>ta<br>te | | (Z<br>ip<br>Co<br>de<br>) | | PE<br>R<br>SO<br>N<br>TO<br>CO<br>N<br>TA<br>CT<br>W<br>IT<br>H<br>RE<br>G | A<br>RD<br>TO<br>TH<br>IS<br>FI<br>LI<br>N<br>G | | | | i<br>l<br>k<br>K<br>B<br>m<br>a<br>c<br>m<br>o<br>r<br>e | 2<br>0<br>1<br>2<br>8<br>4<br>4<br>0<br>8<br>9<br>-<br>- | km<br>.b<br>1a<br>ck | @<br>m<br>or<br>e<br>m<br>m<br>c.<br>co<br>m | | (N<br>e)<br>am | (A<br>Co<br>de<br>Te<br>le<br>ph<br>N<br>be<br>r)<br>re<br>a<br>on<br>e<b…Read the full text as markdown