Full text of MMC SECURITIES LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ MMC SECURITIES LLC (An Indirect Wholly-Owned Subsidiary of Marsh & McLennan Companies, Inc.) SEC ID No. 8-52349 STATEMENT OF HNANCIAL CONDITION AND SUPPLEMENTAL SCHEDULES AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUI'JTTNG FIRM > \*\*\*\*\*\* This repor<sup>t</sup> is filed pursuan<sup>t</sup> to Rule 1 7a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> PUBLIC DOCUMENT {1}------------------------------------------------ ## UNITED STATES 0MB APPROVAL 0MB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden ANNUAL REPORTS \_\_\_\_\_\_\_\_\_\_\_\_ SEC FILE NUMBER hours per response: 12 ### PUBLIC FORM X-17A-5 8-52349 PART III | | SEC FILE NUMBER | |--|-----------------| | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | O<br>G<br>G<br>FI<br>LI<br>NG<br>FO<br>R<br>TH<br>E<br>PE<br>RI<br>D<br>BE<br>IN<br>N<br>IN | 1<br>/<br>1<br>/<br>2<br>0<br>2<br>2 | G<br>AN<br>D<br>EN<br>D<br>IN | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>0<br>2<br>2 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------------------------|---------------------------------------------------------|--|--| | | M<br>M<br>/D<br>D/<br>YY | | M<br>M<br>/D<br>D/<br>YY | | | | ID<br>EN<br>TI<br>FI<br>CA<br>TI<br>O<br>N<br>A<br>RE<br>G<br>IS<br>TR<br>A<br>N<br>T | | | | | | | M<br>M<br>C<br>S<br>ri<br>ti<br>A<br>O<br>N<br>M<br>E<br>F<br>FI<br>RM<br>ec<br>es<br>u<br>: | L<br>L<br>C | | | | | | al<br>l<br>pl<br>ic<br>ab<br>le<br>bo<br>s)<br>OF<br>RE<br>GI<br>ST<br>RA<br>N<br>T<br>(c<br>he<br>ck<br>TY<br>PE<br>ap<br>xe<br>:<br>L<br>I<br>ri<br>-b<br>ed<br>ic<br>i<br>B<br>ke<br>de<br>al<br>Se<br>ri<br>-b<br>ed<br>de<br>al<br>LI<br>M<br>aj<br>ty<br>rt<br>nt<br>ty<br>ro<br>r-<br>er<br>cu<br>as<br>sw<br>ap<br>er<br>or<br>se<br…Read the full text as markdown