Full text of FARMERS FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Farmers Financial Solutions, LLC** (A wholly owned subsidiary of FFS Holding, LLC) Statement of Financial Condition December 31, 2018 {1}------------------------------------------------ **UNITED STATES SECURlTIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... . .. 12.00 SEC FILE NUMBER 8-52361 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17** of the **Securities Exchange Act of 1934 and Rule 17 a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING O 1/01 /18 | | | -----<br>--<br>AND ENDING 12/31 /18 | | | |------------------------------------------------------------------------------------------|--|----------------------------------------------------------|-------------------------------------|--------------------------------|--| | | | -<br>-<br>-<br>-<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: FARMERS FINANCIAL SOLUTIONS, LLC | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | 31051 AGOURA ROAD | | | | | | | | | (No. and Street) | | | | | WESTLAKE VILLAGE | | CA | | 91361 | | | (City) | | (Sta te) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THlS REPORT<br>JOSHUA BORKIN | | | | (818) 584-0258 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | MOSS ADAMS, LLP | | | | | | | | | (Name - if i11divid11a/, stale last, first, middle name) | | | | | 999 THIRD AVE, SUITE 2800 SEATTLE | | | WA | 98104 | | | (Address) | | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | I/' I<br>B<br>Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2)* > **Potential persons who are to respond to the collection of information co…Read the full text as markdown