Full text of FARMERS FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Farmers Financial Solutions, LLC** (A wholly owned subsidiary of FFS Holding, LLC) Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER a-52361 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | 01 /01 /19<br>AND ENDING | | ------<br>~---<br>12/31 /19<br>- | | | |----------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------------------------------------------------------------|---------------|----------------------------------|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: FARMERS FINANCIAL SOLUTIONS, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do nol use P.O. Box No.)<br>31051 AGOURA ROAD | | | FIRM 1.0. NO. | | | | | | | (No. and Street) | | | | | | | WESTLAKE VILLAGE | CA | | 91361 | | | | | (City) | (State) | | (Zip Code) | | | | JOSHUA BORKIN | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (818) 584-0258 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | MOSS ADAMS, LLP | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | (Name - if individual, stale Jast,firsl, middle name) | | | | | | | 999 THIRD AVE, SUITE 2800 SEATTLE | | WA | 98104 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>B | ! .J !certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circu111sta11ces relied 011 as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection o…Read the full text as markdown