FARMERS FINANCIAL SOLUTIONS, LLC X-17A-5 (2021-02-18) — Broker-dealer annual report

Full text of FARMERS FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2021-02-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **Farmers Financial Solutions, LLC** (A wholly owned subsidiary of FFS Holding, LLC) Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-52361 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/20 | ---<br>------ | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------| | | MM/DD/YY | | -<br>-<br>MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: FARMERS FINANCIAL SOLUTIONS, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 31051 AGOURA ROAD | | | | | | (No. and Street) | | | | WESTLAKE VILLAGE | CA | | 91361 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>JOSHUA BORKIN | | | (818) 584-0258 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | MOSS ADAMS, LLP | | | | | | (Name - ifi11divid11al. state last,first, middle name) | | | | 999 THIRD AVE, SUITE 2800 SEATTLE | | WA | 98104 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | j / j Certified Public Accountant | | | | | DPublic Accountant | | | | | DAccountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB…

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