Full text of M. S. HOWELLS & CO.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### **STATEMENT OF FINANCIAL CONDITION** **AS OF December 31, 2019** This Statement of Financial Condition has been filed with the Securities and Exchange Commission as a **PUBLIC DOCUMENT.** Simultaneously a **CONFIDENTIAL REPORT** pursuant to rule l 7a-5(d) under the Securities Exchange Act of 1934 has been filed with the Securities and Exchange Commission. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235-01 23 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | |-----------------| | B-52558 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|------------|--------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | AND ENDING 12/31/2019<br>----------- | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: M.S. Howells & Co. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 20555 N. Pima Road, Suite #100 | | | | | | | (No. and Street) | | | | | Scottsdale | Arizona | | 85255 | | | (City) | (State) | (Zip Code) | | | | Marcy Crites | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (480) 563-2032 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Weaver and Tidwell, L.L.P. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1230 Rosecrans Avenue, Suite 51 o | Los Angeles | California | 90266 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I✓<br>I Certified Public Accountant | | | | | | □<br>Public Accountant | | | | | | □ | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | |…Read the full text as markdown