Full text of M. S. HOWELLS & CO.'s X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED December 31, 2025 The report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC DOCUMENT. {1}------------------------------------------------ # CONTENTS Page (s) # Form X-17A-5 Part III (Facing Page) 1 Oath or Affirmation 2 Report of Independent Registered Public Accounting Firm 3 Statement of Financial Condition 4 Notes to Financial Statements 5 13 {2}------------------------------------------------ | | FILING FOR THE PERIOD BEGINNING 01/01/25 | 12/31/25 | | | | |----------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|----------------|---------------------|--|--| | MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: M.S. HOWElls & Co. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | @ Broker-dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 23350 N Pima Rd | | | | | | | | (No. and Street) | | | | | | Scottsdale | A7 | | 85255 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 480-563-2032 | | marcy@mshowells.com | | | | Marcy Crites | | | (Email Address) | | | | (Name) | (Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Cherry Bekaert LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 4601 DTC Blvd., Ste 700 Denver | CO | 80231 | | | | (Address)<br>10/20/2003 | (City) | (State)<br>677 | (Zip Code) | | | {3}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {4}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of M.S. Howells & CO. #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of M.S. Howells & CO. (the Company…Read the full text as markdown