Full text of M. S. HOWELLS & CO.'s X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### **REPORT PURSUANT TO RULE 17a-5(d)** **YEAR ENDED December 31, 2024** The report is filed in accordance with Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT.** , {1}------------------------------------------------ ### **CONTENTS** ### Form X-17A-5 Part III (Facing Page) Oath or Affirmation Report of Independent Registered Public Accounting Firm Statement of Financial Condition Notes to Financial Statements 1 2 3 4 5 - 13 Page (s) {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-52558 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1 | /01/2024 | AND ENDING 12/31 f2024 | | |-------------------------------------|--------------|------------------------|--| | | MM/DD/<br>VY | MM/DD/V<br>Y | | #### **A. REGISTRANT IDENTIFICATION** NAME or FIRM: M.S. Howells & Co. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 23350 N Pima Rd | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------|------------------------------------------------| | Scottsdale | AZ | | 85255 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Marcy Crites | 480-563-2032 | | marcy@mshowells.com | | (Name) | (Area Code -Telephone Number | (Email Address)<br>) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Spicer Jeffries LLP | (Name - if individual, state last, first, and middle name) | | | | 4601 OTC Blvd., Suite 700 | Denver | co | 80237 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 349 | | | r<br>te of Registration with PCAOBJ(if applicable) | | | ( PCAOB Registration N umber, if applicable) I | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the require…Read the full text as markdown