FIS BROKERAGE & SECURITIES SERVICES LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of FIS BROKERAGE & SECURITIES SERVICES LLC's X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FIS BROKERAGE & SECURITIES SERVICES LLC
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0001115893-17-000004
• CIK: 1115893
• File #: 8-52614
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: Chicago, IL
• Contact: Ron Vallow
• Phone: 630-482-7197
• Signed by: Jason M. Carver (Vice President, Finance)

Document text (excerpt)

X-17A-5 0001115893 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N FIS BROKERAGE & SECURITIES SERVICES LLC 2100 ENTERPRISE AVENUE GENEVA IL 60134 Ron Vallow 630-482-7197 KPMG LLP 200 E Randolph Street Chicago IL 60601 Certified Public Accountant Jason M. Carver FIS BROKERAGE & SECURITIES SERVICES LLC 02-24-2017 Jason M. Carver Vice President, Finance Y

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Original filing on SEC EDGAR (source of record)