Full text of FIS BROKERAGE & SECURITIES SERVICES LLC's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FIS Brokerage & Securities Services LLC Statement of Financial Condition December 31, 2024 With Report of Independent Registered Public Accounting Firm Thereon** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | | (PCAOB Registration Number, if applicable) FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2024 filing for the period beginning 1/1/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FIS Brokerage & Securities Services LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer \_ \_ | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 270 Remington Blvd, Suite A (No. and Street) Bolingbrook 60440 (City) (Zip Code) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING David S. Cole 630-760-5620 david.cole@fisglobal.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 200 E Randolph Street Chicago 60601 (Address) (City) (State) (Zip Code) 10/20/2003 185 FOR OFFICIAL USE ONLY (Date of Registration with PCAOB)(if applicable) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I. Michael Vogel , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FIS Brokerage & Securities Services LLC as of 12/31 2 024 \_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or…Read the full text as markdown